Your Assurance: Protected by Transparency and Regulation.
Explore our comprehensive disclosures to understand how your investments are safeguarded and how our operations are rigorously regulated by SEBI. We provide all essential information for your peace of mind and confident engagement.
Complaint Data for the month ending: Oct’2025
| Sr No. | Received From | Pending at the End | Received | Resolved* | Total Pending | Pending Complaints > 3 month | Average Resolution on time ^(in days) |
| 1 | Directly From Investors | 0 | 0 | 0 | 0 | 0 | 0 |
| 2 | SEBI (Scores) | 0 | 0 | 0 | 0 | 0 | 0 |
| 3 | Other Sources (if any) | 0 | 0 | 0 | 0 | 0 | 0 |
| Grand Total | 0 | 0 | 0 | 0 | 0 | 0 |
^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.
Trend of monthly disposal of complaints
| Sr No. | Month | Carried Forward From | Received | Resolved* | Pending# |
| 1 | Mar, 2017 | 0 | 0 | 0 | 0 |
| 2 | April, 2017 | 0 | 0 | 0 | 0 |
| 3 | May, 2017 | 0 | 0 | 0 | 0 |
| 4 | June, 2017 | 0 | 0 | 0 | 0 |
| 5 | ……………….. | 0 | 0 | 0 | 0 |
| 6 | Oct, 2025 | 0 | 0 | 0 | 0 |
| 7 | Nov, 2025 | 0 | 0 | 0 | 0 |
| 8 | Dec, 2025 | 0 | 0 | 0 | 0 |
| Grand Total | 0 | 0 | 0 | 0 |
*Inclusive of complaints of previous months resolved in the current month.
#Inclusive of complaints pending as on the last day of the month.
Trend of annual disposal of complaints
| Sr No. | Month | Carried Forward From | Received | Resolved* | Pending# |
| 1 | Mar, 2017 | 0 | 0 | 0 | 0 |
| 2 | April, 2017 | 0 | 0 | 0 | 0 |
| 3 | May, 2017 | 0 | 0 | 0 | 0 |
| 4 | June, 2017 | 0 | 0 | 0 | 0 |
| 5 | ……………….. | 0 | 0 | 0 | 0 |
| 6 | Oct, 2025 | 0 | 0 | 0 | 0 |
| 7 | Nov, 2025 | 0 | 0 | 0 | 0 |
| 8 | Dec, 2025 | 0 | 0 | 0 | 0 |
| Grand Total | 0 | 0 | 0 | 0 |
*Inclusive of complaints of previous months resolved in the current month.
#Inclusive of complaints pending as on the last day of the month.
Note: I, as SEBI RIA send the latest complaint details by 8th of every month to all my clients after verifying the same from the SCORES website.
Compliance Disclosure
| Sr No. | Financial Year | Compliance Audit Status | Remarks, if any | Action Taken |
| 1 | FY 2017-18 | conducted | None | -NA- |
| 2 | FY 2018-19 | conducted | None | -NA- |
| 3 | FY 2019-20 | conducted | Advised to get KYC docs collected from Clients | -NA- |
| 4 | FY 2020-21 | conducted | Advised to get CKYC registration done | Done |
| 5 | FY 2021-22 | conducted | 1. Advised to get CKYC registration done 2. Display of RIA details to be done to clients in communication | Process started |
| 6 | FY 2022-23 | conducted | None | 1. CKYC registration on 22 Mar’2023. |
| 7 | FY 2023-24 | conducted | 1. Monthly disclosure of investor complaint to be sent to Clients regularly 2. Compliance to Usage of brand name/trade name by Investment Advisers (IA) to be done | 1. Being done 2. Being done |
| 8 | FY 2024-25 | conducted | 1. Advised to get KRA registration done | 1. Done on 10 Dec’2025 |